AGENCY: Department of Commerce. Division of Securities

SERIES: 22622
TITLE: Unit investment trust records
DATES: 1993-
ARRANGEMENT: Alphabetical by issuer surname

DESCRIPTION: These files document Unit Investment Trusts (UIT) registered with the Department of Commerce, Division of Securities. These records are created for the purpose of ensuring compliance with the Uniform Securities Act (UCA 61-1 thru 30 (1999). Under U.C.A. § 63A-12-115, the Utah Department of Commerce hereby discloses this record series does not contain personal identifying information ("PII").

RETENTION

Retain for 6 year(s)

DISPOSITION

Destroy.

RETENTION AND DISPOSITION AUTHORIZATION

Retention and disposition for this series were specifically approved by the State Records Committee.

APPROVED: 04/2000

FORMAT MANAGEMENT

Paper: Retain in Office for 1 year and then transfer to State Records Center. Retain in State Records Center for 5 years and then destroy.

Computer data files: Retain in Office for 6 years.

APPRAISAL

Administrative Legal

PRIMARY DESIGNATION

Public

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