AGENCY: Department of Commerce. Division of Securities

SERIES: 5609
TITLE: Annual reports
DATES: 1919-1982.
ARRANGEMENT: Chronological by year.

DESCRIPTION: This is a report by the division setting forth its activities for the previous calendar year and includes a current list of broker-dealers, agents, and Investment Advisors registered. This report includes information on personnel, the division structure, comparison reports of receipts, expenditures and registration, total allotments, issuer list, broker-dealer list, Investment Advisor list, and agent list. Any record, regardless of format, that is issued by a governmental entity for public distribution at the total or partial expense of that governmental entity. See Utah Code Section 9-7-101(7)(2017) and 9-7-208(4)(2006).

RETENTION

DISPOSITION

RETENTION AND DISPOSITION AUTHORIZATION

Retention and disposition for this series is authorized by Archives general schedule Publications, GRS-1678

AUTHORIZED: 01/02/2018

FORMAT MANAGEMENT

Paper: Retain in State Archives permanently with authority to weed.

Microfiche master: Retain in State Archives permanently with authority to weed.

Microfiche duplicate: Retain in State Archives permanently with authority to weed.

Microfilm master: Retain in State Archives permanently with authority to weed.

Microfilm duplicate: Retain in State Archives permanently with authority to weed.

Microfilm duplicate: Retain in Agency Record Center permanently.

APPRAISAL

Administrative Historical

This record has long-term research value because it reflects the historic process for documenting and regulating securities and corporations in Utah.

PRIMARY DESIGNATION

Public

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