AGENCY: Department of Commerce. Division of Securities

SERIES: 80728
TITLE: Coordinated issuer's files
DATES: 1982-
ARRANGEMENT: Alphabetical by name

DESCRIPTION: This is a record of the registration of securities that are subject to federal registration. Registration of these securities is required by UCA 61-1-9. This record series includes certificate of registration; application for securities registration; consent to service of process; corporate resolution; pricing amendments and prospectus or disclosure statement giving the plans and procedures of the company selling the securities; and final sales report.

RETENTION

Retain for 6 year(s)

DISPOSITION

Destroy.

RETENTION AND DISPOSITION AUTHORIZATION

These records are in Archives' permanent custody.

APPROVED: 06/1987

FORMAT MANAGEMENT

Paper: Retain in Office for 1 year and then transfer to State Records Center. Retain in State Records Center for 5 years and then destroy.

APPRAISAL

Administrative Legal

This retention is based on the statute of limitations in UCA 61-1-21.

PRIMARY DESIGNATION

Public. Name of issuer, registration status, where registration was granted, and whether or not later revoked or suspended.

SECONDARY DESIGNATION

Private. Pending or withdrawn applications.

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