AGENCY: Department of Commerce. Division of Securities

SERIES: 80740
TITLE: Enforcement index card file
DATES: 1982-2013.
ARRANGEMENT: Alphabetical by name

DESCRIPTION: This is an index and finding aid to enforcement files. The information includes name, address, name of promoters, and license number.

RETENTION

Retain for 40 year(s)

DISPOSITION

Destroy.

RETENTION AND DISPOSITION AUTHORIZATION

These records are in Archives' permanent custody.

APPROVED: 06/1987

FORMAT MANAGEMENT

Paper: Retain in Office for 40 years and then destroy.

APPRAISAL

Administrative

This retention is to allow for referral by the staff of previous problems when they conduct investigations.

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