AGENCY: Department of Commerce. Division of Securities

SERIES: 80757
TITLE: CRD account detail report
DATES: 1983-2025.
ARRANGEMENT: Chronological

DESCRIPTION: This is a computer printout generated by the Central Registration Depository in Washington. It is part of a national registration of broker-dealers and agents and is used for reference purposes by the staff. The information includes the transaction number, the Central Registration Depository number, the agent or broker-dealer's name and social security number, a description of the fee, the account number, and the amount paid. Personal Identifying Information (PII) that may be contained within Division CRD account detail report: name, DOB, SSN, phone number, home address, email address, state of birth, country of birth, sex, height, weight, hair color, eye color, personal residential history, employment history, disclosure history, criminal records. Purpose for which CRD Account Detail Report Collected: The Division generates the CRD account detail report to reference during examinations, investigations, and administrative filings.

RETENTION

Retain for 6 year(s)

DISPOSITION

Destroy.

RETENTION AND DISPOSITION AUTHORIZATION

These records are in Archives' permanent custody.

APPROVED: 06/1987

FORMAT MANAGEMENT

Paper: Retain in Office for 2 years and then transfer to State Records Center. Retain in State Records Center for 4 years and then destroy.

APPRAISAL

Administrative

This record has administrative value only.

PRIMARY DESIGNATION

Private

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