AGENCY: Department of Commerce. Division of Securities and Real Estate

SERIES: 9999
TITLE: Accessioned records
DATES: 1963-1965, 1986.
ARRANGEMENT: none

DESCRIPTION: These miscellaneous records include samples of the following: certificate of registration, issuer file number cards, form letters, and application forms. Also included are lists of securities agents and a schedule of broker/dealer registrations. Publications include the following titles: "Utah Uniform Securities Act, 1963" (Title 61, Chapter 1), "NASD Training Guide," "The Utah Securities Law and You," and administrative rules (circa 1986).

RETENTION

DISPOSITION

RETENTION AND DISPOSITION AUTHORIZATION

These records are in Archives' permanent custody.

FORMAT MANAGEMENT

Paper: Retain in State Archives permanently with authority to weed.

APPRAISAL

Administrative Historical

Disposition is based upon the future research value of the data contained within this series.

PRIMARY DESIGNATION

Public

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