These records document secondary trading exemptions, financial information, and certified public accountant reports on the use of proceeds from sales of security transactions exempted from registration requirements as outlined in UCA 61-1-14 (1993). Exemptions granted ...
Topics:
Securities--Utah.
Banks and banking--Securities processing--Utah.

Series: 80733
Creator Information
Other Records Produced by This Entity
Total Retention: Retain for 7 year(s)